证券监管：概念与目标的历史溯源

Securities regulation and supervision：history of concept and goal

摘要: 本文研究了证券监管的历史沿革;从经济学、法学对证券监管概念进行了追溯;从广义的政府干预的视角来分析证券监管问题;并对证券监管的中间目标和根本目标作了界定。

Abstract: This paper analyses the history of securities regulation and explores the concept of securities regulation from the perspectives of economics, science of law and politics. It also analyses the problems of securities regulation from the perspective of governmental intervention in a broad sense and defines the intermediate goal and radical goal of the securities regulation and supervision.